- Home
- Legal Disclaimers
Legal Disclaimers
Important information for institutional and accredited investors regarding the offering materials on this website.
For Institutional Investors Only
FOR INSTITUTIONAL INVESTORS ONLY · NOT FOR RETAIL INVESTORS
This Presentation is intended only for Qualified Institutional Investors and individual Accredited Investors as defined by all state and federal securities laws, the Securities Act of 1933 and Rule 501 of Regulation D. Castle does not provide legal, investment, accounting, regulatory or tax advice. As such, it should not be used as a substitute for consultation with professional legal, investment, accounting, regulatory, tax, or other competent advisors. This Presentation has been prepared solely for the purpose of providing a preliminary introduction to the opportunity described in the Presentation to assist a limited number of parties in deciding whether they wish to proceed with a further review of this opportunity.
Presentation & Confidentiality
This preliminary presentation (“Presentation”) has been prepared by the issuer and is being delivered to the recipient (the “Recipient”) on behalf of the issuer (the “Issuer”) by Castle Placement, LLC (“Castle”), our placement agent. This Presentation and the information contained herein is CONFIDENTIAL and shall be kept confidential. By accepting this Presentation, the Recipient agrees it will not copy or distribute this Presentation, in whole or in part, at any time without Issuer’s prior consent. Delivery of this presentation to anyone other than the Recipient is unauthorized and any reproduction of this preliminary Presentation, in whole or in part, or any attempt to divulge its contents, in whole or in part, without the prior written consent of the Issuer is prohibited.
Reliance on Information
Information contained herein has been obtained from management of the Issuer and other sources which are deemed reliable, but no representations or warranties are made by Issuer or the placement agent or any of their respective affiliates, employees or representatives as to the accuracy or completeness of such information or any other information (whether written or oral) made available in connection with any investigation of Issuer. Neither the placement agent nor Issuer has independently verified any of the information set forth in this Presentation. Only those particular representations and warranties which may be made in a definitive agreement when, as and if it is executed, and subject to such limitations and restriction as may be specified in the definitive agreement, will have any legal effect.
Financial information contained herein has been provided by the Issuer. Neither the Issuer nor Castle warrants or guarantees this information, nor makes any representations as to the accuracy of the information. Recipient must verify this information independently and represents that it has not relied on the Issuer or Castle with respect thereto. Issuer and the placement agent and their respective affiliates, employees and representatives expressly disclaim any and all liability relating to or resulting from the use of this Presentation or any errors therein or omissions therefrom, or in any other written or oral communication transmitted or made available to interested parties.
No Offer or Solicitation
This Presentation does not constitute an offer or solicitation to sell or purchase any securities. The information contained in this Presentation does not purport to contain all of the information that a prospective purchaser may desire. In all cases, interested parties should conduct their own investigation and analysis of Issuer and the information contained herein. The information contained in this Presentation is not to be used for any other purpose. Except as otherwise expressly indicated, this Presentation speaks as of the date hereof. Neither Issuer nor the placement agent undertakes any obligation to update the information contained herein, correct any inaccuracies that may become apparent or provide the recipient with access to any additional evaluation material. The delivery of this Presentation does not imply that there has been no change in Issuer’s affairs after the date hereof. This Presentation is not a prospectus, disclosure document or offering document, and does not constitute an offer or invitation to apply for securities under any law. In particular, this Presentation shall not form the basis of or be relied on in connection with any contract or commitment whatsoever.
Forward-Looking Statements
This Presentation includes certain forward-looking statements, estimates and projections provided by the Issuer with respect to its anticipated future performance. Such statements, estimates and projections reflect various assumptions and judgments by the Issuer concerning anticipated results, which assumptions are inherently uncertain and may or may not prove to be correct. No representations or warranties are made as to the accuracy of such statements, estimates or projections. Nothing contained herein should be relied on as a promise or representation as to Issuer’s future performance. In addition to forward looking statements, this presentation contains information and statistics relating to Issuer’s industry and related industries. Such information and data was derived from third party and other sources that it believes to be reliable, but without independent verification.
Rights of the Issuer
Issuer reserves the right to require the return of this Presentation at any time. Under no circumstances should the Issuer or any of its employees, agents, owners, officers, directors, or members be contacted directly. Issuer reserves the right to (1) negotiate with one or more prospective buyers at any time and to enter into a definitive agreement with respect to itself and the Issuer without prior notice to the recipient or other prospective purchasers, (2) terminate further participation in the investigation and proposal process by any party, and (3) modify the procedures relating to this process without assigning any reason therefor.
Research & Sources and Uses
This Presentation is not a research report under U.S. law, not a research department product and is intended only for sophisticated investors/clients. Some or all of this Presentation may have been prepared by, and is a product of, a group that may support underwriting, sales, trading or investment banking activities, and Issuer does not hold it out as impartial in relation to such activities.
These sources and uses represent current objectives. Several factors could result in material changes to the actual amounts, distribution and structure of how capital is invested and deployed, including without limitation: changes to the capital structure, strategy modifications, evolving technology and competition, market, economic, political, and regulatory conditions, management team changes, variances between financial and operational projections and results, or other unanticipated factors.
Management Statements & Risk
Unless otherwise referenced, all statements, projections and opinions were provided by Company management team. Past performance is not indicative of future results, and there can be no assurance that similar results will be achieved. Historical data and a detailed financial model with assumptions and scenario analysis functionality are available. Target returns and financial projections are presented solely to show Company’s objectives, should not be used as a primary basis to invest, and there is no assurance of future performance the adequacy of the methodology used. Private securities are speculative, illiquid, and carry a high degree of risk – including the loss of the entire investment. For use by institutional investors only; not for use by retail investors.
Explore the $10M equity raise
Schedule a briefing or request access to the data room. Inquiries are handled by our placement agent, Castle Placement, LLC.